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Browse: Home / ssecurities fraud

ssecurities fraud

New SEC settlement policy in place

By klasky on January 11, 2012

On Friday, January 6, 2012, the Securities and Exchange Commission announced a limited change to its policy of settling cases without requiring an admission of wrongdoing from the settling party.  Under the new policy, in cases where criminal guilt has already been established, the settling defendant will no longer be able to “neither admit nor [...]

Posted in Articles | Tagged commercial litigation, consumer protection, fraud, securities, ssecurities fraud, unfair trade practices

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